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Quantum Tunneling and Conservation Laws
Physics Textbooks Boundless Physics Nuclear Physics and Radioactivity Quantum Tunneling and Conservation Laws
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Concept Version 7
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Quantum Tunneling

If an object lacks enough energy to pass through a barrier, it is possible for it to "tunnel" through imaginary space to the other side.

Learning Objective

  • Identify factors that affect the tunneling probability


Key Points

    • Quantum tunneling applies to all objects facing any barrier. However, the probability of its occurrence is essentially negligible for macroscopic purposes; it is only ever observed to any appreciable degree on the nanoscale level.
    • Quantum tunneling is explained by the imaginary component of the Schrödinger equation. Because the wave function of any object contains an imaginary component, it can exist in imaginary space.
    • Tunneling decreases with the increasing mass of the object that must tunnel and with the increasing gap between the object's energy and the energy of the barrier it must overcome.

Term

  • tunneling

    the quantum-mechanical passing of a particle through an energy barrier


Full Text

Imagine throwing a ball at a wall and having it disappear the instant before it makes contact and appear on the other side. The wall remains intact; the ball did not break through it. Believe it or not, there is a finite (if extremely small) probability that this event would occur. This phenomenon is called quantum tunneling.

While the possibility of tunneling is essentially ignorable at macroscopic levels, it occurs regularly on the nanoscale level. Consider, for example, a p-orbital in an atom . Between the two lobes there is a nodal plane. By definition there is precisely 0 probability of finding an electron anywhere along that plane, and because the plane extends infinitely it is impossible for an electron to go around it. Yet, electrons commonly cross from one lobe to the other via quantum tunneling. They never exist in the nodal area (this is forbidden); instead they travel through imaginary space.

P-Orbital

The red and blue lobes represent the volume in which there is a 90 percent probability of finding an electron at any given time if the orbital is occupied.

Imaginary space is not real, but it is explicitly referenced in the time-dependent Schrödinger equation, which has a component of $i$ (the square root of $-1$, an imaginary number):

$\displaystyle i\hbar \frac {\partial}{\partial t} \Psi = \hat H \Psi$

And because all matter has a wave component (see the topic of wave-particle duality), all matter can in theory exist in imaginary space. But what accounts for the difference in probability of an electron tunneling over a nodal plane and a ball tunneling through a brick wall? The answer is a combination of the tunneling object's mass ($m$) and energy ($E$) and the energy height ($U_0$) of the barrier through which it must travel to get to the other side.

When it reaches a barrier it cannot overcome, a particle's wave function changes from sinusoidal to exponentially diminishing in form. The solution for the Schrödinger equation in such a medium is:

$\Psi=Ae^{-\alpha x}$

where:

$\displaystyle \alpha= \sqrt {\frac {2m(U_0-E)}{h^2}}$

Therefore, the probability of an object tunneling through a barrier decreases with the object's increasing mass and with the increasing gap between the energy of the object and the energy of the barrier. And although the wave function never quite reaches 0 (as can be determined from the $e^{-x}$ functionality), this explains how tunneling is frequent on nanoscale but negligible at the macroscopic level.

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