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The Budgeting Function of Congress
Political Science Textbooks Boundless Political Science Congress The Budgeting Function of Congress
Political Science Textbooks Boundless Political Science Congress
Political Science Textbooks Boundless Political Science
Political Science Textbooks
Political Science
Concept Version 7
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Authorization and Appropriation

Authorizations and appropriations functions are separate in principle, but this separation is often imperfect in reality.

Learning Objective

  • Differentiate between authorization and appropriation


Key Points

    • Authorization acts establish, continue, or modify agencies or programs.
    • Appropriations acts provide new budget authority for programs, activities, and agencies that have been authorized by authorization committees.
    • The separation of authorization and appropriation functions are enforced through House and Senate rules that divide committee jurisdiction between authorization and appropriations bills.
    • The separation between authorization and appropriations measures is imperfect: prohibited language in appropriations bills can still be passed, some authorized programs receive no funding, and some unauthorized programs do receive funding.

Terms

  • appropriation

    Public funds set aside for a specific purpose.

  • budget resolution

    In the United States Congress, a budget resolution is a legislation in the form of a concurrent resolution setting forth the congressional budget. The budget resolution establishes various budget totals, allocations, and entitlements. It may include reconciliation instructions to designated House or Senate committees.

  • authorization

    Permission, possibly limited, to spend funds for a specific budgetary purpose.


Full Text

The budget resolution adopted by Congress provides a blueprint for later authorization and appropriations measures. These measures are distinct from each other and perform different functions. Authorization acts establish, continue, or modify agencies or programs. For instance, an authorization act could establish or modify programs within a federal department. Authorization acts also authorize subsequent appropriations for specific agencies and programs, often setting spending ceilings for them. Meanwhile, appropriations acts provide new budget authority for programs, activities, and agencies that have been authorized by authorization committees.

The separation of authorization and appropriation functions are enforced through House and Senate rules that divide committee jurisdiction between authorization and appropriations bills . Points of order also prohibit certain provisions in appropriations measures. For instance, the House and Senate prohibit language in appropriations bills that provides appropriations not authorized by law, also known as unauthorized appropriations. An unauthorized appropriation is a new budget authority for agencies or programs either without authorization or where the budget authority exceeds the authorized ceiling. Language in an appropriations bill that provides legislation on the bill is additionally prohibited. In other words, language in appropriations measures cannot change existing law; legislation is solely the jurisdiction of legislative committees.

House Appropriations Committee Logo

Appropriations committees are distinct from authorization committees in principle, but the division is often imperfect in reality.

In reality, the separation between authorization and appropriation measures is imperfect. Authorization for many programs has long since expired, but these programs still receive appropriated amounts. Other authorized programs receive no appropriated funds at all. Meanwhile, the aforementioned language prohibitions in appropriations bills sometimes gets passed in the bills either because no one raised a point of order or the House and Senate waived the rules.

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